Senior Compliance Manager (6 Month FTC) in City of London

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Job Description

⭐️ Senior Compliance Manager (6 Month FTC)

London or Reading

c.£85,000+ Benefits

Our client is a leading wealth management firm who are looking for a Senior Compliance Manager to join on a 6-month FTC. This is a hands-on role within a busy compliance function, offering the chance to influence key regulatory processes and support the business through an important period of activity.

Role & Responsibilities:

• Acting as a primary point of contact for compliance queries from financial planning, investment, and central support teams
• Developing and refreshing internal policies and guidance to ensure alignment with regulatory expectations
• Providing oversight on governance, conduct, and operational risk matters
• Reviewing marketing and client communications to confirm regulatory compliance
• Supporting integration and change initiatives, particularly relating to acquisitions or business transformation
• Monitoring incidents, analysing root causes, and recommending improvements
• Working closely with senior leadership on management information, committee reporting, and regulatory submissions
• Handling specialist tasks such as SMCR-related administration, directory management, and data protection requests
• Deputising for the Head of Compliance when required and contributing to wider compliance projects

Do you have the following to apply? ✅

• Significant compliance experience within wealth management or financial planning
• Strong working knowledge of FCA rules and how they apply in a client-advice environment

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.

If you are interested in applying for this job please press the Apply Button and follow the application process. Energy Jobline wishes you the very best of luck in your next career move.