Senior Auditor (EMEA Shift)

Are you a detail-oriented and analytical audit professional with a passion for ensuring robust financial controls? Do you thrive in a dynamic environment and possess strong communication skills? If so, DTCC is seeking a talented Senior Auditor to join our Internal Audit team supporting our EMEA operations.

In this role, you will play a crucial part in assessing the effectiveness of our risk management and control environment. You will have the opportunity to identify meaningful issues, contribute to audit planning and execution, and collaborate with various stakeholders across the organization. This position offers a unique opportunity to leverage your audit expertise within the financial services industry and contribute to a culture of continuous improvement.

Job Responsibilities:

• • Strategic Control Impact:Identify significant instances where controls are inadequately designed or operating ineffectively.
  • Evaluate the risk and control landscape for assigned processes.
  • Monitor and validate the completion of agreed-upon action plans under the guidance of a supervisor.
  • Develop an understanding of the financial services industry and the risk and control environment relevant to your coverage areas, proactively identifying emerging risks.
  • Collaborate closely with auditees to track progress and ensure the timely completion of agreed-upon remediation plans.
  • Audit Execution:Assist Audit Managers or Senior Audit Managers in all phases of the audit lifecycle, including planning, fieldwork, and reporting.
  • Conduct risk-focused audit fieldwork within established timelines and budgets, promptly communicating any emerging issues or potential budget/timeline risks to the auditor in charge.
  • Produce clear and concise written and verbal communications, demonstrating a thorough understanding of the audited area.
  • Perform comprehensive root cause analysis for identified issues, demonstrating a strong grasp of audit methodologies.
  • Quality Process:Maintain a strong understanding of internal audit policies and procedures, with a particular focus on work paper documentation standards.
  • Independently prepare work papers that fully adhere to IAD policies and procedures.
  • Actively participate in continuous improvement initiatives within the Internal Audit department.
  • Integrate risk and control considerations into daily responsibilities to proactively monitor and mitigate risks, escalating appropriately when necessary.

Qualifications:

• Minimum of 5 years of relevant audit experience.
• Bachelor's degree or equivalent professional experience.
• Previous experience with data analytics and familiarity with KNIME is a plus, but not a requirement.

Talents Needed for Success:

• Previous experience in internal or external audit is beneficial.
• Exceptional analytical and problem-solving abilities.
• Strong commitment to teamwork and fostering a collaborative work environment.
• Excellent written and verbal communication skills.
• Relevant professional certifications such as Certified Internal Auditor (CIA), CPA, CFA, Financial Risk Manager (FRM), and Certified Information Systems Auditor (CISA) are advantageous but not mandatory.

Bounty Hunter World