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CB IB Operations & Controls - Regulatory Cross Product - Regulatory Operations Expert - AVP

What we will offer you: A healthy, engaged and well-supported workforce is better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That's why we aremitted to providing an environment with your development and wellbeing at its center. You can expect: Flexible benefits plan including virtual doctor consultation services Gender Neutral Parental Leave Flexible working arrangements 25 days of annual paid leave, plus public holiday & Flexible Working Arrangement Your key responsibilities: Ensure overall regulatory adherence for HKMA, MAS and ASIC transaction regulatory reporting obligations from a timeliness, accuracy andpleteness perspective. Supporting local operations in Korea and Japan on KRX/JFSA transaction reporting matters. Responding to Global Markets business on transaction regulatory reporting queries for existing business or NPA (New Product Approval) queries. Partner effectively with technology & development teams to deliver transaction re-writes for MAS/ASIC and HKMA; review project support documents such as business requirements documents, functional specification documents, support operating models and test plans; Monitor exception report and allocate to the relevant teams; track resolution and escalate where necessary; perform control checks to see if trades are reported timely, accurately andpletely; Perform root cause analysis or exceptions with investigation & appropriate escalation of any significant issues found through testing, rejection remediation or any other stream to senior management & key internal stakeholders inpliance, Country Management, and Technology to ensure transparency of our controls within appropriateernance models. Support the design and conceptualization of new business solution options and articulate identified impacts and risks; Manage the issue resolution projects to ensure accurate & timely delivery; Your skills and experience: Minimum 8 years of relevant experience in APAC regulatory transaction reporting in investment banking operations Proven knowledge of FX OTC Derivatives Proven knowledge of Derivatives Middle Office function, with proven experience in business analysis and risk & control background Minimum a bachelor's degree in Finance, Business or related courses Ability to work under pressure, understandplex business specifications as well as data requirements and able to work on tight deadlines whilst managing stakeholder expectations Proven experience in working in virtual teams and matrixed organization regionally and globally; effectively maintain, coordinate, prioritize multiple tasks and projects Role is required to be performed on-site at One Raffles Quay office. Relevant vaccination requirements may apply How we'll support you: Flexible working to assist you balance your personal priorities Coaching and support from experts in your team A culture of continuous learning to aid progression A range of flexible benefits that you can tailor to suit your needs Training and development to help you excel in your career Job ID R0332847

CB IB Operations & Controls - Regulatory Cross Product - Regulatory Operations Expert - AVP

Deutsche Bank
Emory, TX 75440
Full time

Published on 09/27/2024

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