Trading Compliance Advisor

Leatherhead, SRY
24 Jun 2019
24 Jul 2019
Oil and Gas
Contract Type
Full Time
Job Role Summary

We currently have an opportunity for an a Regulatory & Compliance Officer, to join our team, responsible for monitoring and managing the compliance activities associated with ExxonMobil's crude and products physical and derivatives trading activities.

In this role, you will be responsible for coordinating ExxonMobil's ongoing compliance with regulations in the area of crude and products trading. You will gain insight into trading strategies and valuable exposure to ExxonMobil managers.

We offer an excellent remuneration and benefits package, which includes a competitive salary, defined benefit pension scheme, share incentive plan and private health care for employees and their families.

The closing date for this role is Friday 5th July 2019.

Job Role Responsibilities

The key responsibilities are to:

  • Coordinate compliance with applicable laws, rules and regulations, relating to risk reporting and crude & products trading, with a specific focus on derivatives trading
  • Participate in reviews of new transactions, new products and analyse the impact on compliance
  • Develop and maintain compliance plans, policies & procedures and monitor adherence to these policies
  • Propose and implement new monitoring techniques based on changes to the business's trading activity and/or the latest rules and regulations
  • Ensure existing requirements and future reporting specifications are documented and tested
  • Maintain and perform rigorous counterparty and broker selection processes
  • Develop operational compliance tools, (e.g. policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required
  • Keep abreast of upcoming, new and revised rules, regulations and directives applicable to the business, and facilitate changes, as required

Expected Level of Proficiency

To be eligible for this role, you should have:

  • A Bachelor's degree in business administration with a focus on information systems, accounting or finance
  • Compliance experience in futures, financial and physical commodities trading
  • Advanced knowledge of EU regulations governing financial derivative and commodities markets (MIFID II, EMIR, MAR, BMR ...)
  • Working knowledge of commodity regulations/reporting
  • Experience with risk management tools with emphasis on commodities regulatory environment is desired
  • Knowledge or experience with SAP or other reporting tools

Successful candidates should possess a broad range of personal effectiveness and leadership skills, with the ability to facilitate and influence business decisions in a team environment.


Conditions of Employment
Successful candidates will be made a conditional offer of employment. The conditions include, but are not limited to: a satisfactory criminal records disclosure; satisfactory employment references over five years (where applicable); verification of qualifications, including any professional accreditation stated in the application; completion of a pre-employment medical, including a test for illicit or unprescribed drugs in accordance with the Company's safety policies; and the legal right to work on the agreed commencement date.
Equal Employment Opportunity Policy
ExxonMobil and its United Kingdom subsidiary companies, Esso Petroleum Company, Limited, and ExxonMobil Chemical Limited, are equal opportunity employers and all qualified applicants will receive consideration for employment. All applicants are offered equal opportunity to demonstrate their abilities during our recruitment processes, therefore, please contact the Recruitment Team if you wish to discuss any particular requirements to enable you to complete our recruitment process.

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